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The PTAB Pulse

September 2026 in AIA Post-Grant Proceedings

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The PTAB Pulse - September Edition

Analyst's note

Thirty-one institution decisions came out of the Board in September, and it instituted 23 of them. Only eight were denied, and four of those eight turned on the merits. In August, none did. Then the final decisions went the way they went in August. Petitioners took a clean or partial win in 22 of the 24 final written decisions that landed this month. Twenty-two of twenty-four. That is the thing to plan around. The September cohort suggests a wider institution gate, but the Board also appears to be scrutinizing petition quality more closely. September shows that a weak petition can still fail on its own words, even when Google, Apple or Samsung files it. And a patent that gets through institution almost always loses something. Below is what each stage looked like in September, and where the month sits against the national numbers.
image (3)
Shallu Dhauta

September at a glance

Ninety-six proceedings carry a September date in our tracker. That covers a petition filed, an institution decision issued, or a final written decision entered, and we’ve grouped every figure below by the September event rather than by when the case first started.

41

Petitions filed 37 IPR, 4 PGR

26%

Institution denial rate; 8 of 31 decisions

92%

FWDs losing claims 22 of 24 decisions

4/8

Denials on the merits

83%

New filings shadow a case; 24 of 29 recorded

56%

FWDs killing all claims 20 of 24 decisions

Who filed in September, and what they filed

41 new petitions reached the Board in September, 37 of them inter partes reviews and four post-grant reviews. The filer list is short. Four filer groups account for 26 of the 41 filings, which is 63% of the month. Samsung filed through two entities, shown separately below.
Petitioner Petitions Share of month
Apple Inc. 9 22%
Samsung Electronics Co., Ltd. 6 15%
Netskope, Inc. 4 10%
Salesforce, Inc. 4 10%
Samsung Display Co., Ltd. 3 7%
Duke Manufacturing Co. 3 7%
Sonova USA Inc. 2 5%
Ten others (one each) 10 24%
Four patterns showed up across the petitions
  • Obviousness carries the load. Of the 37 IPRs, 21 rest on Section 103 alone and 16 add Section 102. All four PGRs add a Section 112 attack on how the patent is written.
  • Multiple grounds, multiple petitions. All 41 assert more than one ground. Where we recorded it, 19 of 22 belong to a multi-petition campaign aimed at the same dispute. Apple filed seven petitions on September 19 and Samsung Electronics filed six on September 22, each against a different patent. That is 13 of the month’s 41 in two days.
  • An expert on every filing. All 41 petitions came in with expert declarations behind them. That is the floor at the petition stage, not something that sets a petition apart.
  • Filed against a live case. Twenty-four of the 29 petitions where we recorded the field run parallel to a district court case, suggesting that many of these filings are part of a broader defensive strategy.

Where the parallel cases sit

Texas runs through most of this month's data. Twenty-one of the thirty-one August filings name a Texas district-court venue, and all seven IPR institution decisions recorded one, with six of those listing a Texas district as the sole venue in the Western and Eastern Districts. These are the fast-docket courts that generate the early trial dates the Board weighs when it applies its discretionary framework. So the trial date next door is doing real work in your institution decision.

Read this if you are a defendant

September filers cleared the gate more often than August’s did, but petition quality still mattered. If your parallel case sits in Texas, do not lean on timing alone. Six of the month’s eight denials sat beside a Texas case, and four of those six were merits denials. Have someone who did not write the petition read it cold.

Stacks did not spread the risk. Six disputes had more than one decision this month, and in four of them every petition got the same answer. A weak petition can still fail on its own words, even when Google, Apple or Samsung files it.

If you own a challenged patent, your preliminary response is due roughly three months after the Board accepts the filing. Start building it now.

One note on the data. We have complete technology classification for only three of the 41 new filings, and the patent owner is not captured for September filings, so there’s no full sector split this month and we’re reporting only what we can verify.

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The gate opened, and the merits came back

Thirty-one institution decisions issued in September. Twenty-three went forward and eight were denied, a 26% denial rate in this cohort. In August it was 60%, on a sample of ten, so read the swing as a direction. What changed more than the rate is the reason? Every August denial turned on discretion or procedure. In September, half turned on the petition itself.
Denial basis Count Cases
Merits (petition weakness) 4 Google v. K.Mizra; Samsung Whirlpool; Apple v. IngenioSpec x2
Discretionary (parallel case) 1 Palo Alto v. Qomplx (IPR2026-00371)
Discretionary (general, 314(a)) 2 Palo Alto v. Qomplx (IPR2026-00362); Apotex v. Agios
Procedural (nine-month window) 1 Biocon v. Regeneron
Instituted, merits proceed 23 Krisp x6, Accord x4, Merck x3, Samsung x2, Microsoft, Palo Alto, Google, Pinterest, Okta, Tricam, Wealth, Entegris
Instituted petitions came in bundles. Krisp went six for six against Sanas.AI, Accord four for four against Janssen, and Merck three for three against Halozyme. In pharma, seven of nine petitions went forward.
The merits four, Google v. K.Mizra and three more
Google’s IPR2026-00304 is the only one with a written reason in our tracker, and it reads like a checklist: a claim construction problem, theories that contradicted each other, no reason to combine the references, and reliance on incorrect quotes. Apple filed two petitions against one IngenioSpec patent, and both were denied. A second petition did not rescue the first. Samsung lost one against Whirlpool. All four also came with expert declarations, showing that an expert declaration alone did not overcome the underlying petition weaknesses.
Art the examiner already saw, Apotex v. Agios
Four of the five references had been considered during prosecution, and the fifth was cumulative. The petition leaned on an expert to supply missing claim elements instead of a printed publication. The challenge faced a high discretionary hurdle because most of the cited art had already been considered during prosecution.
The Qomplx patents
Palo Alto Networks drew two denials. One was tied to the parallel court case. The other, per our tracker, was a copycat petition seeking joinder to one already denied on the merits. Microsoft’s petition and one more were instituted, so the Board split four decisions evenly. Unified Patents lists Qomplx as the most frequently challenged patent owner at the PTAB in the first half of 2026, with eight petitions.
The nine-month trap, again, Biocon v. Regeneron
The PGR was filed more than nine months after the patent issued, past the statutory deadline. There is nothing to amend and no second try. August’s Viance v. Koppers fell on the same clock. Get the date right the first time or lose the forum.

Once inside, petitioners win

Twenty-four final written decisions issued in September, and petitioners walked away with most of them.
Outcome Count Share
Petitioner, all claims down 20 83%
Mixed, some claims down 2 8%
Patent owner, all claims survive 2 8%
Twenty-two of the 24 September FWDs invalidated at least some claims. Two left every challenged claim standing. All five PGRs that reached a final decision lost every claim: Merck won three, Micron won against Yangtze Memory Technologies, and Charles River won against Seikagaku. Five is a small number, but it is the cleanest result of the month.

The two patents that survived

Add August’s two survivors and we see no common thread. Four patents out of 42 is not a trend, so read each as a single result.
Time to decision
The median September final written decision arrived 585 days after the petition was filed. Two outliers stretch that: Netflix v. DivX at 2,407 days and Google v. Wildseed at 1,371. Taking them out moves the median to 576 days across the remaining 22, inside a band of 470 to 635. The fastest was Evenflo v. Baby Jogger, at 470 days. Counted from institution, 22 of the 24 landed 293 to 365 days later, so for any patent just instituted the decision date is predictable. The Board is also deciding institution faster: 163 days from filing this month, against 220 days for the petitions that reached final decision.
Repeat targets and shared patents
This is where the multi-petition pattern lands. Merck took three PGR wins and, in the same month, had three IPRs against Halozyme instituted. Intel won twice against Advanced Cluster Systems, 22 days apart, with both petitions resting on non-patent sources. Charles River won an IPR and a PGR against Seikagaku on the same day. Shenzhen Tuozhu filed three petitions against patents defended by the same counsel team, and two lost every claim while one came out mixed.

What the merits data means for valuation

Add August and September and you get 42 final decisions. In 38 of them (90%) the petitioner took at least some claims, and in 30 (71%) it took all of them. Only four left whole. That belongs in your licensing model, your acquisition screen, and any damages position built on an asserted patent.

The offset is the gate in front of it. Across the same two months, 27 of 41 institution decisions went forward. This month, more of them did.

The two stages, side by side

Line the two cohorts up and September still reads like two separate contests.
Stage August result Who it favors
Institution 26% denied, half on the merits Mixed: wider gate, merits back
Merits (FWD) 92% lose claims, 83% lose all Petitioner
Against August, institution moved from 60% denied to 26%, and the final decisions moved from 89% and 56% to 92% and 83%. Our tracker is not a census of the Board, so read the swing as a direction, not a national rate. Clearing institution and winning on the merits are still two different jobs. Budget them separately.
Where September sits in the national picture
Unified Patents’ Q3 2026 report, published October 16, covers July to September. Reexamination requests outnumbered PTAB petitions for a fourth straight quarter, but the gap narrowed to 198 requests against 106 petitions, from 331 against 70 in Q2. IPR petitions rose from 57 in Q2 to 98 in Q3. Unified also reports institution rates of 58.7% for petitions against NPE-owned patents (37 of 63) and 54.5% against operating- company patents (18 of 33). These are national, quarterly numbers. They don’t come from the September tracker.
Post-grant channel Q3 2026 (national, Unified) September (GreyB tracker)
Ex parte reexam 198 requests Not in the September file
Inter partes review 98 petitions 37 petitions filed
Post-grant review 8 petitions 4 petitions filed

National figures from Unified Patents, Q3 2026 Patent Dispute Report, published October 16, 2026. They cover three months, our tracker column covers September only, and the tracker is not a census, so compare direction, not volume

Five things for counsel and IP teams

The numbers above set the frame, and these five are where they turn into something you can act on.

1. Don’t count on timing to carry a Texas case. 6 of 8 denials sat beside a Texas court case, and four of those six were merits denials. Build the timing record, and build the petition as if every line will be read.

2. Write for a cold reader. The one denial with written reasons lists four fixable flaws: claim construction, contradictory theories, no reason to combine, incorrect quotes. A reviewer who did not write the petition catches these before the Board does.

3. Look at what the art is. The The Apotex denial records that most of the cited references were already considered in prosecution. Intel’s two petitions, which rested on non-patent sources, both took every claim, and two of Accord’s four instituted petitions rested on non-patent sources alone.

4. Count the nine months. 6 of 7 PGR institution decisions went forward and all five PGR final decisions took every claim. But Biocon’s PGR died on the filing deadline, and August’s Viance did too. If the patent is new, price a PGR next to a reexam, and file early.

5. If you own the patent, plan for the year after institution. 22 of 24 September decisions took claims, and 22 of the 24 arrived 293 to 365 days after institution. Plan one response across the whole batch, and ask early whether any claim needs amending.

Institution decisions run on discretion, not the merits.

The PTAB Pulse is a monthly briefing for litigators, in-house IP counsel, and IP strategy leads. Each issue tracks every institution decision and the exact reason behind it, every final written decision and what happened to the claims, and what both mean for your next filing, licensing position, or acquisition screen.

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